投信投資顧問会社でのトレード・コンプライアンス・アナリストの求人
求人ID:92307
募集終了
転職求人情報
職種
Legal & Compliance
ポジション
Investment Guideline Compliance Analyst
おすすめ年齢
20代
30代
40代
50代以上
年収イメージ
応相談(イメージ:ベース〜700万円程度+賞与)
仕事内容
The role of this position is to serve as a member of the Investment Guideline
Compliance team and responsible for verifying trades and performing periodical
compliance check to ensure compliance with client guidelines and regulations. Position
requires frequent interaction with Account and Portfolio Management as well as the
Legal department on regulatory and guideline issues.
Specific tasks include the following:
・Verify trades to ensure compliance with client guidelines and regulations at time
of trade.
・Perform periodical compliance checks of account holdings versus client
guidelines and regulations.
・Create and maintain security masters.
Compliance team and responsible for verifying trades and performing periodical
compliance check to ensure compliance with client guidelines and regulations. Position
requires frequent interaction with Account and Portfolio Management as well as the
Legal department on regulatory and guideline issues.
Specific tasks include the following:
・Verify trades to ensure compliance with client guidelines and regulations at time
of trade.
・Perform periodical compliance checks of account holdings versus client
guidelines and regulations.
・Create and maintain security masters.
必要スキル
・At least, 3-5 years experience in the financial industry, preferably at an asset
management firm. Experience checking trades and portfolio against investment
guidelines is a plus.
・Basic knowledge of financial products, including fixed income and derivatives.
・Possess strong analytical skills and problem solving ability.
・Excellent English/Japanese communication skills both in written and oral.
Capability to manage multiple tasks with tight time deadlines.
・Ability to work under pressure with a fair degree of autonomy as well as in a
team environment is essential.
・Good working knowledge of MS Excel. Experience of using Macros/VBA, MS
Access, and InfoCube a plus.
management firm. Experience checking trades and portfolio against investment
guidelines is a plus.
・Basic knowledge of financial products, including fixed income and derivatives.
・Possess strong analytical skills and problem solving ability.
・Excellent English/Japanese communication skills both in written and oral.
Capability to manage multiple tasks with tight time deadlines.
・Ability to work under pressure with a fair degree of autonomy as well as in a
team environment is essential.
・Good working knowledge of MS Excel. Experience of using Macros/VBA, MS
Access, and InfoCube a plus.
就業場所
就業形態
正社員
企業名
世界を代表する外資系運用会社
企業概要
世界を代表する外資系運用会社
企業PR
業務カテゴリ
組織カテゴリ
備考
融資系・市場系事務(バックオフィス)の求人情報
外資系金融機関の求人情報
20代の求人情報
転職体験記
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- ワークライフバランスとスキルアップを両立できる仕事へ、外資系信託銀行に転職(20代/女性/国立大学卒)
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- 今まで経験してきたスキルを活かして信託銀行での資産管理業務へ(40代/男性/私立大学卒)