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外資系運用会社でのCompliance Officerの求人

求人ID:95440

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転職求人情報

職種

Compliance Officer

ポジション

Compliance Officer

おすすめ年齢

20代
30代
40代
50代以上

年収イメージ

経験・能力を考慮のうえ決定いたします(1100万円〜1400万円)

仕事内容

The Compliance Officer will be responsible for managing and overseeing the following:

●Implementation of policies, monitoring, review and reporting on a regular and ad hoc basis with emphasis on portfolio and trade monitoring.
●Assist with specific Compliance projects and goals as required
●Deal with trade exceptions
●Perform compliance reviews of certain marketing materials.

必要スキル

●At least 5 years of business experience in finance industry (Portfolio management or operations background is preferable.)
●3 years compliance (and/or legal) experience within asset management industry is fairly preferable.
●Business knowledge relating to asset management area. (Knowledge of legislations, regulations and industry rules relating to asset management business is preferable.)
●Very good knowledge of securities.
●Articulate, effective communication skills within the organization and with external parties.
●Strong organizational and problem solving skills.
●Ability to lead projects.
●Computer skills, including Microsoft products (Excel, Word).
●Good working knowledge of Bloomberg and fund accounting/admin systems.
●Good English language skill (both written and oral) is a strong plus.

就業場所

就業形態

正社員

企業名

外資系運用会社

企業概要

外資系運用会社

企業PR

業務カテゴリ

組織カテゴリ

備考

関連キーワード



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