外資系投信投資顧問会社での法務・コンプライアンス担当〈未経験者歓迎〉の求人
求人ID:1216622
募集終了
転職求人情報
職種
法務・コンプライアンス担当
ポジション
コンプライアンスオフィサー
おすすめ年齢
20代
30代
40代
50代以上
年収イメージ
1000万円〜1200万円(年収イメージ)
仕事内容
●Overview
This position belongs to the Legal and Compliance Department, and the role is expected to cover multiple tasks both in legal and compliance areas with the assistance of senior team members.
●Responsibilities
・Handle legal documentation (e.g., investment management agreement and fund distribution agreement) together with a senior legal officer.
・Perform regular investment guideline monitoring and post trade surveillance by collaborating with overseas compliance teams.
・Review marketing materials and sales pitch books for clients.
Conduct other miscellaneous compliance tasks such as Anti-Money-Laundering review and employees’ personal dealing check.
・Work with team members in developing and drafting internal rules, compliance policies and procedures.
This position belongs to the Legal and Compliance Department, and the role is expected to cover multiple tasks both in legal and compliance areas with the assistance of senior team members.
●Responsibilities
・Handle legal documentation (e.g., investment management agreement and fund distribution agreement) together with a senior legal officer.
・Perform regular investment guideline monitoring and post trade surveillance by collaborating with overseas compliance teams.
・Review marketing materials and sales pitch books for clients.
Conduct other miscellaneous compliance tasks such as Anti-Money-Laundering review and employees’ personal dealing check.
・Work with team members in developing and drafting internal rules, compliance policies and procedures.
必要スキル
●Qualifications
・Work experience in the financial industry, preferably in the asset management or securities firms, or in consulting firm covering the financial industry.
・Pro-Active to learn new knowledge and challenges.
・Strong oral and written communication skills.
・Ability to perform multiple tasks and work well under pressure.
・Language skills: Native level of Japanese and Business level of English (writing and speaking).
・University degree holder, preferably a law degree.
・Work experience in the financial industry, preferably in the asset management or securities firms, or in consulting firm covering the financial industry.
・Pro-Active to learn new knowledge and challenges.
・Strong oral and written communication skills.
・Ability to perform multiple tasks and work well under pressure.
・Language skills: Native level of Japanese and Business level of English (writing and speaking).
・University degree holder, preferably a law degree.
就業場所
就業形態
正社員
企業名
外資系投信投資顧問会社
企業概要
外資系投信投資顧問会社
企業PR
ヨーロッパ最大級のプライベートバンキングを母体とする投信投資顧問会社。日本へは1987年から進出、機関投資家を対象とした資産運用サービス業務を開始し、現在は公募投信も大きく成長。勤続年数の長い従業員も多く、安定経営で定評。
業務カテゴリ
組織カテゴリ
備考
関連キーワード
コンプライアンスの求人情報
外資系金融機関の求人情報
投信投資顧問の求人情報
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