外資系金融機関での内部管理業務の求人
求人ID:105087
募集終了
転職求人情報
職種
内部管理業務
ポジション
Associate Director
おすすめ年齢
20代
30代
40代
50代以上
年収イメージ
年収イメージ:1000万円〜1200万円(経験・能力を考慮の上当社規定により決定)
仕事内容
●As part of ""first line defense"", you will be responsible for the ex-post controls that ensure Wealth Management Markets’ activities are in line with the Bank’s standards.
<Primary Responsibilities/Function:>
At a high level, primary responsibilities include the following:
1. Driving the implementation of newly required controls or changes to
existing controls
Under limited supervision, you will be asked to proactively implement
new controls (or modify existing ones) according to global design or
to comply with local requirements. This requires understanding of (i)
Wealth Management (WM) business, (ii) background / reasons for the
control, (iii) existing framework and processes within WM, including
system infrastructure. It also requires working closely with business
partners, and where appropriate seeking Head Office approval to
deviate from the global control design. .
2. Performing the controls, discussing remedial action where
necessary, and recording the control results
The actual control entails (i) extracting / collecting the required
information; (ii) performing the control itself which could be in the
form of phone playback, reviewing call reports and / or other
materials. (iii) where necessary discussing with client advisors for
remedial action, and (iv) recording the control outcome in the
required level of detail.
3. Reporting the results / Analysing Trends
This entails (i) identifying trends from the data and preparing
periodical reports for line manager and business partners, (ii)
performing assessments such as Key Procedural Control Instance (KPCi)
/ Internal Control Assessment Process ( iCAP) where relevant to the
Front Line Support (FLS) role.
Candidate may be asked to perform non-FLS tasks depending on situation
of the entire Location Risk Unit (LRU) team.
<Primary Responsibilities/Function:>
At a high level, primary responsibilities include the following:
1. Driving the implementation of newly required controls or changes to
existing controls
Under limited supervision, you will be asked to proactively implement
new controls (or modify existing ones) according to global design or
to comply with local requirements. This requires understanding of (i)
Wealth Management (WM) business, (ii) background / reasons for the
control, (iii) existing framework and processes within WM, including
system infrastructure. It also requires working closely with business
partners, and where appropriate seeking Head Office approval to
deviate from the global control design. .
2. Performing the controls, discussing remedial action where
necessary, and recording the control results
The actual control entails (i) extracting / collecting the required
information; (ii) performing the control itself which could be in the
form of phone playback, reviewing call reports and / or other
materials. (iii) where necessary discussing with client advisors for
remedial action, and (iv) recording the control outcome in the
required level of detail.
3. Reporting the results / Analysing Trends
This entails (i) identifying trends from the data and preparing
periodical reports for line manager and business partners, (ii)
performing assessments such as Key Procedural Control Instance (KPCi)
/ Internal Control Assessment Process ( iCAP) where relevant to the
Front Line Support (FLS) role.
Candidate may be asked to perform non-FLS tasks depending on situation
of the entire Location Risk Unit (LRU) team.
必要スキル
●2年以上の当該業務経験
●ビジネスレベルの英語力
●内部管理責任者資格
● 2-5 years experience in areas such as Audit / Monitoring (e.g. in Compliance, etc) / Risk Control / Operations
● Native level Japanese, business level English
● JSDA Internal Control Manager qualification (desired)
● Good understanding of the operational environment of WM Japan (key
policies, processes, applications and systems, etc.)
● Proactive, independent, highly motivated, well-organized
● Flexibility to adjust to changes, team oriented approach (and a
non-silo mindset).
● Proficient in basic Microsoft applications as well as Telephony equipment
● Detail oriented, experienced in managing & reducing risk, developed
analytical skills, strong listening capabilities
●ビジネスレベルの英語力
●内部管理責任者資格
● 2-5 years experience in areas such as Audit / Monitoring (e.g. in Compliance, etc) / Risk Control / Operations
● Native level Japanese, business level English
● JSDA Internal Control Manager qualification (desired)
● Good understanding of the operational environment of WM Japan (key
policies, processes, applications and systems, etc.)
● Proactive, independent, highly motivated, well-organized
● Flexibility to adjust to changes, team oriented approach (and a
non-silo mindset).
● Proficient in basic Microsoft applications as well as Telephony equipment
● Detail oriented, experienced in managing & reducing risk, developed
analytical skills, strong listening capabilities
就業場所
就業形態
正社員
企業名
外資系金融機関
企業概要
大手外資系ウェルス・マネジメント
企業PR
世界の主要な金融センターを含む50カ国余で質の高い金融サービスを提供する、世界最大級の金融グループです。
その主要部門である投資銀行・証券業務、富裕層向けウェルス・マネジメントおよび資産運用業務は、いずれも世界有数の地位 を占めています。
その主要部門である投資銀行・証券業務、富裕層向けウェルス・マネジメントおよび資産運用業務は、いずれも世界有数の地位 を占めています。
業務カテゴリ
組織カテゴリ
備考
プライベートバンキング[PB]業務の求人情報
外資系金融機関の求人情報
銀行の求人情報
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