外国銀行でのコンプライアンス担当者の求人

1）Monitor amendments to Laws and Regulations related to our Japan Branch’s Products, Services and Business. Prepare Japan Branch to meet the regulatory, changes based on the information gotten through monitoring.

2）Contact with FSA, BOJ and MOF for reporting. It is important to have a good relationship through past experience of reporting, onsite inspections and offsite monitorings.
3）Analyze suspicious transactions brought by Transactions Monitoring Team (Semon) for the decision of monitoring and reporting.
4）Prepare periodic reports to head office (Internal Controls Division and AML/CFT) in English.
5）Prepare regulatory training Power Point and Internal Norms updates.
6）Review customer application forms to Japan Branch’s products and servces.
7）Analyze loan contracts (interbank, revolving credit facilities,syndicate loan, etc.)
8）Prepare compliance training material and be an instructor in internal compliance training.

1＞　Capability of writing clear and objective texts in English to address straightforwardly the regulatory issues to the management and head office. For this purpose, the candidate has to be able to concisely summarize the issues and show the sotution to the problems.
2＞　Have good skills on explaining the regulatory issues to the management and head office in English.
3＞　Be a self starter in preparing the Bank for the regulatory changes and be aware of opportunities and threats to the Bank through the attendace to events organized by bankers associations (JBA, IBA) and seminar.
4＞Be proactive communicating with Compliance and Transactions Monitoring team members. Be proactive in communicating with the management, managers,internal audit and IT team, in order to catchup the needs and trends of the Bank, being aware of the information that are useful for the Bank.

5＞Be risk averse when analyzing new products and services, in order to prevent the materialization of risks (regulatory, operational, etc.).

Be an easy going person, capable of working in a team, even if the peers have less experience and knowledge on the issues discussed.
Strive to find out solutions to help the business side, in compliance with laws and regulations.

※金融庁対応経験必須