グローバル大手金融情報サービス・カンパニーのAudit & Complianceの求人
求人ID:137672
募集終了
転職求人情報
職種
Audit & Compliance
ポジション
Manager
おすすめ年齢
20代
30代
40代
50代以上
年収イメージ
年収イメージ:〜1400万円(経験・能力を考慮の上当社規定により決定)
仕事内容
Establish an area of expertise and excellence in our services and associated data control/ Permissioning systems, while offering positive and proactive consultancy to our internal and external Clients on all compliance issues relating to usage rights.
Work with local/national units and management to identify clients for review.
Plan and conduct compliance reviews ensuring the relevant client operations, systems, information workflow and related business objectives are understood.
Compile reports on results of compliance reviews and audits, highlighting compliance exposures and associated remedies.
Support Clients and our teams through the process of Audit Remediation by advising on and monitoring the correct licenses are put in place
Review and analyze new business terms and conditions affecting compliance issues.
Establish an area of expertise in usage rights in designated areas.
Clearly being able to apply those rights to Individual, Enterprise and Redistribution usage within different scenarios.
Work with Proposition and Legal as required to gain additional contract wording to help close Compliance gaps in our agreements and Order Forms.
Become an expert in a sub proposition product set to support the wider team in their Audits by proving insight and advice on how they fit into our Licensing Regime
Work with Proposition to drive for Product enhancements to support the Compliance team in their role
Travel up to 10%
Work with local/national units and management to identify clients for review.
Plan and conduct compliance reviews ensuring the relevant client operations, systems, information workflow and related business objectives are understood.
Compile reports on results of compliance reviews and audits, highlighting compliance exposures and associated remedies.
Support Clients and our teams through the process of Audit Remediation by advising on and monitoring the correct licenses are put in place
Review and analyze new business terms and conditions affecting compliance issues.
Establish an area of expertise in usage rights in designated areas.
Clearly being able to apply those rights to Individual, Enterprise and Redistribution usage within different scenarios.
Work with Proposition and Legal as required to gain additional contract wording to help close Compliance gaps in our agreements and Order Forms.
Become an expert in a sub proposition product set to support the wider team in their Audits by proving insight and advice on how they fit into our Licensing Regime
Work with Proposition to drive for Product enhancements to support the Compliance team in their role
Travel up to 10%
必要スキル
・Knowledge and understanding of the financial services industry including key organisation user types and process flow across clients businesses
・Demonstrable knowledge of financial markets across asset classes and how information is used in Financial Services
・An understanding of the Exchanges and specialist data providers, how they operate, how they license the use of their data and where customers can fall foul of their terms of business
・Experience of working for or with an Exchange, Specialist Data provider or market data vendor in the past a distinct advantage.
・An understanding of our product line, infrastructure and associated control systems, including sales practices, product pricing, customer administration and sales systems / processes.
・Strong verbal and written communication skills to confidently making a case from a compliance perspective and communicating internally and externally to ensure this perspective has credibility and acted upon.
・Good analytical skills with the ability to link seemingly unrelated subjects in order to draw compliance conclusions.
・Ability to prioritize and multi-task while managing a large number of stakeholders with differing priorities.
・Interpersonal/Team Skills: Ability to work successfully in a team environment. Communicates appropriately and effectively with team members and contacts, in and outside the company.
・Markets Data experience.
・Analytical and Diligent experience.
・Should have a proven track record of client exposure / engagement
・Educated to Degree level but not essential
・Native / Excellent Japanese language skills, both written and oral
・Business proficiency in both written and oral English language
・Audit experience with vendors, clients or exchanges desirable but not essential
・Demonstrable knowledge of financial markets across asset classes and how information is used in Financial Services
・An understanding of the Exchanges and specialist data providers, how they operate, how they license the use of their data and where customers can fall foul of their terms of business
・Experience of working for or with an Exchange, Specialist Data provider or market data vendor in the past a distinct advantage.
・An understanding of our product line, infrastructure and associated control systems, including sales practices, product pricing, customer administration and sales systems / processes.
・Strong verbal and written communication skills to confidently making a case from a compliance perspective and communicating internally and externally to ensure this perspective has credibility and acted upon.
・Good analytical skills with the ability to link seemingly unrelated subjects in order to draw compliance conclusions.
・Ability to prioritize and multi-task while managing a large number of stakeholders with differing priorities.
・Interpersonal/Team Skills: Ability to work successfully in a team environment. Communicates appropriately and effectively with team members and contacts, in and outside the company.
・Markets Data experience.
・Analytical and Diligent experience.
・Should have a proven track record of client exposure / engagement
・Educated to Degree level but not essential
・Native / Excellent Japanese language skills, both written and oral
・Business proficiency in both written and oral English language
・Audit experience with vendors, clients or exchanges desirable but not essential
就業場所
就業形態
正社員
企業名
金融系情報ベンダー
企業概要
世界的なブランドネームを誇る金融情報サービスプロバイダーです。
金融マーケットのリアルタイムニュース・価格から、企業の財務データ、ファンダメンタルデータまで、膨大なデータを集積・配信。世界の企業や専門家が必要とする高度なインテリジェント情報を持つ先進企業として、クライアントが競争を優位に勝ち抜くための様々なソリューションも提供しています。
金融マーケットのリアルタイムニュース・価格から、企業の財務データ、ファンダメンタルデータまで、膨大なデータを集積・配信。世界の企業や専門家が必要とする高度なインテリジェント情報を持つ先進企業として、クライアントが競争を優位に勝ち抜くための様々なソリューションも提供しています。
企業PR
グローバル企業であるため、多様性のあるキャリア形成を積極的に推進しています。
キャリアステップアップとしては社内公募制が充実しています。同じポジションでのステップアップだけでなく、海外勤務や他ポジションへのチャレンジなど、中長期的なキャリアステップアップも可能です。
ワークライフバランスもフレキシブルで、女性の社会進出や地域貢献のボランティア活動に対しても理解が進んでいる企業です。
キャリアステップアップとしては社内公募制が充実しています。同じポジションでのステップアップだけでなく、海外勤務や他ポジションへのチャレンジなど、中長期的なキャリアステップアップも可能です。
ワークライフバランスもフレキシブルで、女性の社会進出や地域貢献のボランティア活動に対しても理解が進んでいる企業です。
組織カテゴリ
備考
内部監査、内部統制の求人情報
事業会社の求人情報
金融ITの求人情報
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