メニュー

グローバル大手証券/オペレーション部門 Operations Risk & Control , Associate/VPの求人

求人ID:97002

募集終了

転職求人情報

職種

Operations Risk & Control

ポジション

Associate - VP

おすすめ年齢

20代
30代
40代
50代以上

年収イメージ

年収イメージ:〜1200万円(経験・能力を考慮の上当社規定により決定)

仕事内容

・Perform monitoring and quality assurance of the various KRI (Key Risk Indicator) and KPI (Key Performance Indicator) reports for Operations functions and ensure the maintenance of capacity and control risk monitoring tool
・Interact close and maintain strong relationship with middle office functions to ensure that the various kinds of reconciliations runs properly, the logics meet business requirements, and root causes of exceptions are identified timely
・Monitoring Trade/Position reconciliations and support the Middle Office users with further enhancement and creating new reconciliations, including setting up logic, verifying Business Requirements Development, coordinating UATs with reconciliation team
・Oversee the internal account controls in place and monitor the correctness of transactions on a daily basis until its resolution
・Identify and escalate operational risk items via risk review tools, and monitor the mitigation actions until the closures
・Set up the global/local Operational policy
・Coordinate with internal/external auditors and interface with the regulators
・Support Operation teams to improve their processes and strengthen the control framework
・Work in various controls related projects and managing junior staff within the team

必要スキル

Mandatory:
・Minimum 3 years’ experience in operations in financial industries
・Willingness to learn and understand process and system flows
・Team player and excellent interpersonal and communication skills
・Native Japanese and Business level English language skills
・MS Office (Word, Excel, PowerPoint)

Preferred:
・1-3 years experience of operational risk & control area in security companies
・Thorough understanding of front-to-back structures/process flows and reconciliation mechanism

就業場所

就業形態

正社員

企業名

大手証券会社

企業概要

国内大手証券会社

企業PR

日本をベースとしたグローバル金融機関。インベストメント・バンキング、グローバル・マーケッツ、アセット・マネジメント、リテールビジネス等を行っています。

組織カテゴリ

備考



転職求人を検索