外資系不動産AM会社でのSenior Manager, Complianceの求人
求人ID:1379441
募集終了
転職求人情報
職種
Compliance
ポジション
Senior Manager
おすすめ年齢
20代
30代
40代
50代以上
年収イメージ
応相談(経験・能力を考慮の上当社規定により決定)
仕事内容
This position will be supporting all aspects of compliance within the Group, and ensure that its employees are complying with regulatory requirements and internal policies and procedures.
<Job Responsibilities>
・Devise internal review framework, undertake independent evaluations of business processes and procedures in order to identify compliance risks, conduct periodic internal reviews and audits to ensure that compliance procedures are followed, make recommendations as to how these risks can be addressed.
・Disseminate written policies and procedures related to compliance activities, file appropriate compliance reports with regulatory agencies and maintain documentation of compliance activities such as complaints received or investigation outcomes.
・Work closely with Group General Counsel and seek advice from legal counsel as necessary to address compliance issues, provide assistance to internal or external auditors in compliance reviews, provide employee training on compliance related topics, policies, or procedures.
・Be regularly updated on pending industry changes, trends, and best practices and assess the potential impact of these changes on organisational processes, before designing or implementing improvements in communication, monitoring, or enforcement of compliance standards.
<Job Responsibilities>
・Devise internal review framework, undertake independent evaluations of business processes and procedures in order to identify compliance risks, conduct periodic internal reviews and audits to ensure that compliance procedures are followed, make recommendations as to how these risks can be addressed.
・Disseminate written policies and procedures related to compliance activities, file appropriate compliance reports with regulatory agencies and maintain documentation of compliance activities such as complaints received or investigation outcomes.
・Work closely with Group General Counsel and seek advice from legal counsel as necessary to address compliance issues, provide assistance to internal or external auditors in compliance reviews, provide employee training on compliance related topics, policies, or procedures.
・Be regularly updated on pending industry changes, trends, and best practices and assess the potential impact of these changes on organisational processes, before designing or implementing improvements in communication, monitoring, or enforcement of compliance standards.
必要スキル
・Degree in Accountancy / Corporate Finance / Economics or its equivalent.
・At least 5 years of relevant treasury experience.
・Proficiency in MS Office applications is essential, and familiarity with SAP Treasury module/Bloomberg will be advantageous.
・Someone who is meticulous, committed and able to take initiative and communicate well with others.
・At least 5 years of relevant treasury experience.
・Proficiency in MS Office applications is essential, and familiarity with SAP Treasury module/Bloomberg will be advantageous.
・Someone who is meticulous, committed and able to take initiative and communicate well with others.
就業場所
就業形態
正社員
企業名
外資系不動産会社
企業概要
外資系私募ファンド会社で、物流施設、オフィス、サービスアパートメント等の投資を行っています。