●Overview This position belongs to the Legal and Compliance Department, and the role is expected to cover multiple tasks both in legal and compliance areas with the assistance of senior team members.
●Responsibilities ・Handle legal documentation (e.g., investment management agreement and fund distribution agreement) together with a senior legal officer. ・Perform regular investment guideline monitoring and post trade surveillance by collaborating with overseas compliance teams. ・Review marketing materials and sales pitch books for clients. Conduct other miscellaneous compliance tasks such as Anti-Money-Laundering review and employees’ personal dealing check. ・Work with team members in developing and drafting internal rules, compliance policies and procedures.