＜Responsibilities＞ 1. Management of internal rules controlled by our Compliance and Legal Department. ・ Assisting seniors to revise our internal rules, when there is a change in laws and regulations related to the rules ・ Monitoring the consistency between our Global Markets’ policies and the our rules with the assistance of seniors. ・ Regularly checking the relevance within the our rules and consistency of each rule. 2. Collecting information regarding laws and regulations related to us. ・ Striving to collect information on revisions to laws and regulations related to our business by assisting seniors through meetings with authorities or external lawyers, and participation in external seminars and so forth. 3. Compliance work ・Mainly assisting the manager in charge of central compliance work such as reporting to the authorities, for example preparing periodic reports to the Financial Services Agency, creating periodic reports to the Japan Securities Dealers Association, etc. ・ Responsible for Self-Inspection that regularly inspects the work-flow of each department. ・ Assisting the manager in charge in carrying out daily trading surveillance work. ・ Assisting seniors and providing advice on the work of other departments from the perspective of legal compliance. 4. Business related to the Risk Management Committee ・ Attending RMC and preparing minutes.