Head up the AML Compliance team, supported by a team of 2 AML professionals.
Provide day-to-day advice, support to our Japan business and operations on AML/ATF matters.
Review and enhance the Japanese AML/ATF Compliance framework, including review and preparation of policies, guidelines
Handle local regulator, law enforcement body enquiries, investigations, audits on AML/ATF.
Act as the AMLCO.
Drive, manage and monitor any compliance and operational required remediation/enhancement works to ensure compliance with the Japanese AML/ATF regulations, laws and guidelines.
Review and keep abreast of any regulatory requirements, initiatives rolled out by the Japanese regulator, law enforcement body relating to AML/ATF Compliance, carry out gap analysis and ensure timely implementation.
Handle consultations on draft regulations, guidelines rolled out by the Japanese regulator relating to AML/ATF Compliance.
Prepare, review and if required deliver training to the Japanese business and operations on regulatory, compliance requirements touching upon AML/ATF Compliance.
Work closely with Regional AML/ATF Compliance team on case onboarding, including those involving EDD
Provide training and guidance to the AML Compliance team.
Prepare, review ongoing reports for periodic regulatory/compliance updates to us Board of Directors, Regional and Global Compliance and Senior Management on AML/ATF matters.
Lead, manage and coordinate ad-hoc AML/ATF company projects, initiatives where required.
Act as AML Compliance team crisis call tree coordinator.
Perform such other duties as may be assigned from time to time by the Head of Compliance, us