As a member in the Global Risk Monitoring Office (“Office”) in Risk Management Department, the following multiple duties will be assigned with support provided by the team members and from the Office Head: 1. Credit risk monitoring of offshore affiliates (US, UK, Hong Kong and Singapore), analysis of the key global business development from credit risk management perspective and internal reporting on Tokyo Headquarter side 2. Credit review, monitoring and legal agreement negotiation of the counterparties focusing on offshore hedge fund clients booked at the firm’s Japan headquarter; Coordination with Front desk at Tokyo office and other offshore affiliates for transactions with HF customers 3. Credit review and monitoring of a diversified portfolio of counterparties (Global financial institutions, hedge funds etc.) booked at the firm’s offshore security affiliates (mainly UK and Singapore office) focusing on not only the credit profile but also the transactions of security firm business by closely working together with global risk colleagues 4. Evaluate and promote new business/or specific scheme/project initiated either by Japan or offshore security affiliates from credit risk management perspective (Recruitment Background) New hiring based on the below. Strong business needs of on-boarding hedge fund customers using Tokyo book driven by Asia Front desk Enhanced globalized risk management driven by the enlargement of the firm’s global business Enlarged cross-border global collaboration from risk management perspective
●A summary of the key responsibilities is set out below: ・Participate in regional/global business audits, define the audit scope, analyze process flows, identify key risks and controls, execute audit testing and write work-papers in English and Japanese in accordance with our Internal Audit methodology and documentation standards. ・Stay actively engaged in all phases of the audit, from agreeing the audit plan to approving testing plans, completing and reviewing work-papers, producing draft reports and monitoring budgets and deadlines. ・Remain current on any changes to our risk profile through Continuously Monitoring the assigned area of responsibility and establishing close contact with key risk stakeholders. This includes a quarterly formal report that opines on (1) Changes to the Audit Universe; (2) Changes to underlying risk assessments, and; (3) Changes to the Audit Plan. ・Work closely with the global and regional counterparts to assess the risk of the Audit Universe. (Risk Assessment) ・Perform the validation works for the issues remediated by auditees. (Issue Follow-up). Carry out special projects, ad hoc investigations and advisory work. ・Smooth communication within the team and with business counterparts. Effective reporting to the audit leader, keeping the manager up to date on all key findings and emerging issues. ・Maintain awareness of regulatory and industry wide developments, and proactively share the knowledge within the department. ・Contribute to Internal Audit’s initiatives to promote digitalization and improve audit efficiencies such as Data Analytics and using other IT tools.