●A summary of the key responsibilities is set out below: ・Participate in regional/global business audits, define the audit scope, analyze process flows, identify key risks and controls, execute audit testing and write work-papers in English and Japanese in accordance with our Internal Audit methodology and documentation standards. ・Stay actively engaged in all phases of the audit, from agreeing the audit plan to approving testing plans, completing and reviewing work-papers, producing draft reports and monitoring budgets and deadlines. ・Remain current on any changes to our risk profile through Continuously Monitoring the assigned area of responsibility and establishing close contact with key risk stakeholders. This includes a quarterly formal report that opines on (1) Changes to the Audit Universe; (2) Changes to underlying risk assessments, and; (3) Changes to the Audit Plan. ・Work closely with the global and regional counterparts to assess the risk of the Audit Universe. (Risk Assessment) ・Perform the validation works for the issues remediated by auditees. (Issue Follow-up). Carry out special projects, ad hoc investigations and advisory work. ・Smooth communication within the team and with business counterparts. Effective reporting to the audit leader, keeping the manager up to date on all key findings and emerging issues. ・Maintain awareness of regulatory and industry wide developments, and proactively share the knowledge within the department. ・Contribute to Internal Audit’s initiatives to promote digitalization and improve audit efficiencies such as Data Analytics and using other IT tools.
＜Job/Group Overview＞ ● We are looking for a senior staff for credit risk management in the risk management division headquartered in Shanghai. ● In order to respond to future business expansion and further enhance risk management, we will employ a credit risk manager who has skills and experiences of credit risk management, especially internal rating process. ● Before starting to work in Shanghai, we plan to have training sessions in Group Risk Management Dept. for a certain period (3 to 6 months) in order to gain an understanding of our risk management framework.
＜Responsibilities＞ Participate in overall management of Credit Risk related to various business lines, including but not limited to, Bond trading, OTC derivatives, Margin Finance, etc. ● Develop firm’s Internal Rating Guidelines for each industry ● Implement and improve credit risk measurement and policies & procedures ● Assess and make recommendations from risk perspective regarding new business / products ● Lead and participate in issuers / counterparties rating.