外資系証券会社でのコンプライアンス業務〜Surveillance Analytic〜/求人ID：138144募集継続中株式会社コトラ |
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|---|---|
| 職種 | Compliance_Surveillance Analytics |
| ポジション | Up to Associate |
| おすすめ年齢 |
20代
30代
40代
50代以上
|
| 年収イメージ | 年収イメージ：800万円〜1600万円（経験・能力を考慮の上当社規定により決定） |
| 仕事内容 | Overview: Communication and Trade Surveillance (CTS) is responsible for identifying potentially unusual transactions and inappropriate business activities. CTS therefore monitors trade data and electronic communication and also handles enquiries from regulators. Surveillance is a key function to monitor and correct employee’s conduct. The surveillance quants role is responsible for taking the initiative in implementing the advanced self-service analytical capabilities and automating manual processes that in turn will reduce operational risk and improve review quality with proper IT planning and prioritization. The role will entail the design and implementation of risk-based surveillance models to establish an analytics function to identify suspicious trading patterns. It is also expected for the position to proactively communicate with Technology and various counterpart inside and outside of Compliance to define, prioritize, and lead various initiatives. There are a lot of opportunities to co-work with offshore colleagues and supervisors. Key Responsibilities: Designing and developing complex trade surveillance models Enhancing existing surveillance tools to improve the efficiency and effectiveness of monitoring controls Performing big data analysis applying statistical techniques to identify potential market manipulation, insider trading, etc. Tracking progress of projects Leading Compliance monitoring process re-engineering initiatives Liaising with IT and Compliance colleagues Proper and timely escalation and reporting without hesitation |
| 必要スキル | The candidate will have: 2-5 years working experience in an analytical or a technical role Strong programming skills, preferably in R, Python, Pyspark, Java Script, VB, etc. Familiarity with Software Development Lifecycle Experience in Data analysis. Familiarity with Hadoop and the related toolset: Hive, Impala, Pentaho and Cloudera Data Science Workbench is a plus Good communication skills in Japanese and English (both verbal and writing) is desirable An advanced degree in a computational field (Computer Science, Applied Mathematics, Engineering, or Statistics) The candidate will be: Ability to work as a team player Ability to work independently and proactively based on proper prioritization Ability to tackle unforeseen and hard tasks calmly with resilience Good at reporting and escalation to onshore and offshore Compliance management and supervisors Willingness to be involved in team as well as departmental projects within and outside of Surveillance |
| 就業場所 | 東京都 |
| 就業形態 | 正社員 |
| 企業名 | 大手欧州系証券会社 |
| 企業概要 | 欧州系大手金融グループの証券会社。 |
| 企業PR | |
| 業務カテゴリ | コンプライアンス |
| 組織カテゴリ | 外資系金融機関 |
| 備考 | |
| 関連キーワード | 証券会社 recommended |
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