●Key Responsibilities: This position will work for the risk & control matters for TTS Client Operations in Japan (TTSCO, TTS = Treasury & Trade Solutions). The person will work closely with TTSCO, and more broadly with the operational risk management partners across the business (1st line of defense) and functions (2nd / 3rd line of defense). The major responsibility is stipulated as below, but not limited to:
・Establishes and oversees the application of operational risk policies, technology and tools, and governance processes to create lasting solutions for minimizing losses from failed internal processes, inadequate controls, and emerging risks. ・Independently assess risks and drive actions to address the root causes that persistently lead to operational risk losses by challenging both historical and proposed practices. ・Governance and oversight may include (not limited to) technology operational risk, risk for example. ・Serves as a subject matter expert for Issues Management (KPI/KRI/Corrective Action Plans) ・Resolves transactional level escalations coming from internal partners ・Analyzes a multitude of scorecards/performance management tools in an attempt to mitigate exposure (risk/financial/regulatory) ・Monitors goals are met through performance, risk and relationship oversight of our extended supply chain ・Develops and maintains relationships across the business users and Lines of Defense to better understand and deliver customer requirements by responding to changes in the internal and external business environment ・Has the ability to operate with a limited level of direct supervision. ・Can exercise independence of judgement and autonomy. ・Acts as SME to senior stakeholders and /or other team members. ・Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm’s reputation and safeguarding our group, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
As a member of our team, s/he will participate throughout the investment cycle including but not limited to financial modelling, due diligence, investment committee memo, and ongoing asset management.
●Key Responsibilities 1. Deal Screening and Industry/Sector Research - collects and summarizes relevant data and information 2. Financial Modelling: constructs financial models in coordination with key team members and undertakes valuation analyses using DCF, comparable and cost approaches 3. Supports due diligence execution 4. Supports production of internal investment documents as well as external presentation materials 5. Tracks and updates industry trends/country data and facilitates the preparation/update of house view 6. Post-Investment: a. Maintains, analyses, compares, and interprets data for tracking b. Supports the transition for DD/Closing to the design and implementation of asset management strategy c. Supports ad hoc value-added projects working with Asset Management and Development team throughout the life of the investment 7. Exits: helps support the asset disposition process
● Conduct extensive financial modeling and valuation ● Prepare investment committee memorandums and presentations ● Undertake general industry and market research for the purpose of identifying investment opportunities ● Support and eventually lead the deal execution process, including financial analysis, due diligence, documentation and financing ● Support asset management functions for portfolio assets in Japan, including exploring strategies to create value at the portfolio level
以下2つの領域で応募： ●金融機関の海外展開や展開後の海外拠点の管理に係るアドバイザリー。具体的には、展開前の現地法規制調査、展開時ないし展開後のリスク・内部統制・コンプライアンス態勢構築支援等の業務を提供。 Advisory to financial institutions relating to overseas business expansion and management of overseas business after the expansion. Projects include regulatory research before market entry, development and assessment of the risk management, internal control and compliance framework of the established business.
●金融機関のデータマネジメント態勢構築・評価に係るアドバイザリー。具体的には、リスク管理、コンプライアンス、経営管理等の領域で利用する様々なデータを対象に、データガバナンス、データマネジメントに係る各種プロセス、データ辞書等のツールについて、構築支援や評価業務を提供。 Advisory relating to the development and assessment of the data management framework of financial institutions. Projects include the development and assessment of data governance, data management processes, tools including data dictionary, for data used in risk management, compliance or business management.
KEY RESPONSIBILITIES To be a main contributor who liaises and plays a gate keeping role for all necessary communications with the company’s outsourcing vendor in timely manner, including: Preparation, filing and control of securities registration statements and reports on securities registration Preparation of regulatory investment reports on investment trusts Preparation of prospectuses of investment trusts Preparation of documents in case of maturity of investment trusts To prepare, regulatory filing, and control investment trust deeds. To prepare and control distribution agreements. To conduct tasks involved in safekeeping of legal documents related to ITMs.