[Technology Transformation] ・エマージングテクノロジーを活用したビジネスユースケースの抽出、実現プラットフォーム構想の策定プロジェクト ・One to One マーケティングを実現するための統合データプラットフォーム構想の策定プロジェクト ・RPA、Chatbot等のエマージングテクノロジーを活用した業務プロセスの高度化計画策定プロジェクト ・大規模基幹システム刷新プロジェクトにおけるプロジェクトマネジメント支援 ・グローバルに複数実行される大規模基幹システム刷新プロジェクトにおけるプログラムマネジメント支援
Primary responsibility is to conduct model validation, including model risk analysis, of all internal Risk Models developed in Nomura Group. As a part of the global responsibilities, independent model validations of in-house Risk Models used for assessing the stability or business continuity of the Nomura Group from the view point of capital planning and capital adequacy, liquidity adequacy, recovery and resolution planning, appropriateness of Risk Appetite and routine risk management.
Initial responsibilities of the position for capital raising and client relationship management include but not limited to the followings.
・ Support Head of Client Capital Group in Tokyo in fund marketing activities such as creating and translating presentation materials ・ Respond to client requests for information ・ Work closely with other client-facing members including fund managers of the firm on all aspects of capital raising and client relationship management
【Legal】 ・ Assist with routine fund and corporate legal matters in Japan including preparation and negotiation of confidentiality agreements, letters of intent, consultancy agreements, advisory agreements and property management agreements. ・ Work together with the acquisitions and asset management teams on acquisitions and dispositions (from due diligence to contract negotiation and completion) to ensure that all legal risks are identified and considered. Procure external legal advice where required and monitor quality and costs.
【Regulatory compliance (Significant part of role)】 ・ Monitor the Japanese regulatory environment and licensing requirements, report to the General Counsel of Japan on regulatory issues/concerns equiring the firm’s attention, and provide practical support on the proper application and interpretation of regulatory principles, rules and guidance. ・ Review and implement our policies, procedures and guidelines to reflect changes in the regulatory requirement or environment, and monitor compliance with those policies, procedures and guidelines. ・ Plan and implement annual Compliance Program and Internal Audit. ・ Provide support in relation to risk management frameworks and implement appropriate risk mitigation measures. ・ Manage client onboarding procedures and AML/KYC procedures, including liaising with various business teams in Tokyo as well as Legal & Compliance team in the Singapore office from time to time. ・ Attend to regulatory filings and respond to questionnaires/inquiries from the regulator or the self-regulatory body. ・ Attend to Takken related matters (e.g. regulatory report on changes, maintenance of employee list, registration support). ・Provide compliance/ethics training to employees. ・ Review marketing materials from a compliance perspective. ・ Assist with governance work (e.g. board meetings, shareholder meetings etc.).