Japan Country Head of AFC & Compliance at global asset management companyの求人
求人ID:1329600
募集終了
転職求人情報
職種
Japan Country Head of AFC & Compliance
ポジション
Director-
おすすめ年齢
20代
30代
40代
50代以上
年収イメージ
年収イメージ:1400万円〜2000万円以上(経験・能力を考慮の上当社規定により決定)
仕事内容
As our Head of AFC & Compliance, you will:
You are required to manage Company’s Japan AFC & Compliance team as a Country AFC & Compliance head.
You are FSA registered Compliance Officer who is responsible for a promotion of the establishment of a proactive Compliance culture and ethical standards thorough Compliance activities.
FSA registered Compliance officer is responsible for multiple local Officer roles on local regulations, such as Personal information protection, Non-public information protection, Anti-Money Laundering, Customer Compliant handling, Conflict of Interest management.
You support employees and officers in conducting business activities based on high ethical standard and local & group policies.
You develop a Compliance program and establish a control system to identify the issues through a daily monitoring program for major risk items.
You are required to take appropriate actions and escalations when legal violations are suspected, or risks may affect to company’s reputation.
You maintain a good relationship with regulators.
You are responsible for new regulations appropriately enhanced in the local policies.
You manage the conflict of interests and approve the concurrent positions of employees and officers.
You are responsible for Customer complaints and give a right instruction to employees and officers.
You oversight overall error handling and its remedies occurs in businesses.
You maintain good relationship with group Compliance located overseas.
You are responsible for global projects as a head of Japan AFC & Compliance.
You participate local committees, such as Risk Management committee/New Product Committee/Executive Committee/Board as a representative of DWS Japan AFC & Compliance.
You are required a people management of the team staff giving a right coaching and advice.
You are required to manage Company’s Japan AFC & Compliance team as a Country AFC & Compliance head.
You are FSA registered Compliance Officer who is responsible for a promotion of the establishment of a proactive Compliance culture and ethical standards thorough Compliance activities.
FSA registered Compliance officer is responsible for multiple local Officer roles on local regulations, such as Personal information protection, Non-public information protection, Anti-Money Laundering, Customer Compliant handling, Conflict of Interest management.
You support employees and officers in conducting business activities based on high ethical standard and local & group policies.
You develop a Compliance program and establish a control system to identify the issues through a daily monitoring program for major risk items.
You are required to take appropriate actions and escalations when legal violations are suspected, or risks may affect to company’s reputation.
You maintain a good relationship with regulators.
You are responsible for new regulations appropriately enhanced in the local policies.
You manage the conflict of interests and approve the concurrent positions of employees and officers.
You are responsible for Customer complaints and give a right instruction to employees and officers.
You oversight overall error handling and its remedies occurs in businesses.
You maintain good relationship with group Compliance located overseas.
You are responsible for global projects as a head of Japan AFC & Compliance.
You participate local committees, such as Risk Management committee/New Product Committee/Executive Committee/Board as a representative of DWS Japan AFC & Compliance.
You are required a people management of the team staff giving a right coaching and advice.
必要スキル
University or College Graduate. A Certificate such as JSDA Internal Administrator, CFA, CPA is preferable.
Minimum 10 years of working experience in Compliance of Foreign based Japan Asset Management Company.
Experiences in head of Asset Management Compliance is preferable.
Japan market and regulatory knowledge is essential.
Knowledge in Asset Management business and fiduciary mind set is essential.
Native Japanese and Business level English (both writing and verbal)
Microsoft Word/Excel/PowerPoint skill is essential.
Minimum 10 years of working experience in Compliance of Foreign based Japan Asset Management Company.
Experiences in head of Asset Management Compliance is preferable.
Japan market and regulatory knowledge is essential.
Knowledge in Asset Management business and fiduciary mind set is essential.
Native Japanese and Business level English (both writing and verbal)
Microsoft Word/Excel/PowerPoint skill is essential.
就業場所
就業形態
正社員
企業名
外資系投信投資顧問会社
企業概要
外資銀行グループの一員で約100兆円超の運用資産総額を有する世界最大級の資産運用グループです。東京、ニューヨーク、ロンドン、フランクフルト、シドニーをはじめとする世界30都市以上に運用および営業拠点を設置。総勢5000人を超えるスタッフがさまざまな資産運用サービスと商品のご提供に取り組んでいます。
日本法人では公募投信約5300億円、私募投信約6800億円の残高。従業員73名
日本法人では公募投信約5300億円、私募投信約6800億円の残高。従業員73名
企業PR
業務カテゴリ
組織カテゴリ
備考
関連キーワード
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