外資系運用会社でのCompliance Officerの求人
求人ID:95440
募集終了
転職求人情報
職種
Compliance Officer
ポジション
Compliance Officer
おすすめ年齢
20代
30代
40代
50代以上
年収イメージ
経験・能力を考慮のうえ決定いたします(1100万円〜1400万円)
仕事内容
The Compliance Officer will be responsible for managing and overseeing the following:
●Implementation of policies, monitoring, review and reporting on a regular and ad hoc basis with emphasis on portfolio and trade monitoring.
●Assist with specific Compliance projects and goals as required
●Deal with trade exceptions
●Perform compliance reviews of certain marketing materials.
●Implementation of policies, monitoring, review and reporting on a regular and ad hoc basis with emphasis on portfolio and trade monitoring.
●Assist with specific Compliance projects and goals as required
●Deal with trade exceptions
●Perform compliance reviews of certain marketing materials.
必要スキル
●At least 5 years of business experience in finance industry (Portfolio management or operations background is preferable.)
●3 years compliance (and/or legal) experience within asset management industry is fairly preferable.
●Business knowledge relating to asset management area. (Knowledge of legislations, regulations and industry rules relating to asset management business is preferable.)
●Very good knowledge of securities.
●Articulate, effective communication skills within the organization and with external parties.
●Strong organizational and problem solving skills.
●Ability to lead projects.
●Computer skills, including Microsoft products (Excel, Word).
●Good working knowledge of Bloomberg and fund accounting/admin systems.
●Good English language skill (both written and oral) is a strong plus.
●3 years compliance (and/or legal) experience within asset management industry is fairly preferable.
●Business knowledge relating to asset management area. (Knowledge of legislations, regulations and industry rules relating to asset management business is preferable.)
●Very good knowledge of securities.
●Articulate, effective communication skills within the organization and with external parties.
●Strong organizational and problem solving skills.
●Ability to lead projects.
●Computer skills, including Microsoft products (Excel, Word).
●Good working knowledge of Bloomberg and fund accounting/admin systems.
●Good English language skill (both written and oral) is a strong plus.
就業場所
就業形態
正社員
企業名
外資系運用会社
企業概要
外資系運用会社
企業PR
業務カテゴリ
組織カテゴリ
備考
コンプライアンスの求人情報
外資系金融機関の求人情報
運用会社の求人情報
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