外資系格付け機関でのRegulatory Affairs Specialistの求人
求人ID:99505
募集終了
転職求人情報
職種
Regulatory Affairs Specialist
ポジション
Regulatory Affairs Specialist
おすすめ年齢
20代
30代
40代
50代以上
年収イメージ
base 900万円程度
仕事内容
●Prepares and maintains regulatory filings, providing regulatory advice in connection with regulatory inspections and coordinating with compliance and operations staff, and responding to other requests by regulators for information
●Monitors and evaluates existing, new and proposed regulations in Japan for changes affecting our businesses, including those concerning our corporate structure and governance and our pursuit of new products and services, and advises on impact on existing policies and guidelines
●Works with Senior Regulatory Counsel and other Global Regulatory Affairs staff in the region and globally to advocate with regulators on behalf of our businesses
●Provide day-to-day regulatory advice to management, staff and other stakeholders.
●Coordinates with regulatory, compliance and operations personnel globally, including with other businesses and staff located in Asia-Pacific region on a variety of matters such as regulatory implementation, regulatory outreach, and training.
●Liaising with, preparing and making submission to Japanese Regulators including :
・Prepare and maintain periodical regulatory filings
・Preparing and submitting ad-hoc notification to regulators when required e.g. change of details
・Coordinating with compliance, operations, finance and other internal personnel in gathering necessary information for the regulatory filings and other information requests from regulators.
●Administrative tasks associated with the above duties including compiling and updating filed documents and correspondence with regulators and preparing meeting notes
●Other tasks as required including training of staff on regulatory requirements and responsibilities and ad hoc projects
●Liaise with internal/external company secretary and other internal departments as required
●Monitors and evaluates existing, new and proposed regulations in Japan for changes affecting our businesses, including those concerning our corporate structure and governance and our pursuit of new products and services, and advises on impact on existing policies and guidelines
●Works with Senior Regulatory Counsel and other Global Regulatory Affairs staff in the region and globally to advocate with regulators on behalf of our businesses
●Provide day-to-day regulatory advice to management, staff and other stakeholders.
●Coordinates with regulatory, compliance and operations personnel globally, including with other businesses and staff located in Asia-Pacific region on a variety of matters such as regulatory implementation, regulatory outreach, and training.
●Liaising with, preparing and making submission to Japanese Regulators including :
・Prepare and maintain periodical regulatory filings
・Preparing and submitting ad-hoc notification to regulators when required e.g. change of details
・Coordinating with compliance, operations, finance and other internal personnel in gathering necessary information for the regulatory filings and other information requests from regulators.
●Administrative tasks associated with the above duties including compiling and updating filed documents and correspondence with regulators and preparing meeting notes
●Other tasks as required including training of staff on regulatory requirements and responsibilities and ad hoc projects
●Liaise with internal/external company secretary and other internal departments as required
必要スキル
●3-5 years’ experience in regulatory, legal or compliance support or advice
●Excellent communication, presentation and writing and analytical skills in Japanese and English
●Exceptional attention to detail
●Ability to communicate with regulators in a clear, timely and effective manner
●Ability to work independently as well as part of a team
●Self-motivated and well organized with the ability to handle multiple, high-priority projects while attending to details; able to prioritize tasks and work well under pressure
●Hands-on, energetic and a motivated self-starter
●Professional demeanor, team player, ability to interface effectively with internal/external parties; and
Proficiency in MS Office (Word, Excel, PowerPoint).
●Excellent communication, presentation and writing and analytical skills in Japanese and English
●Exceptional attention to detail
●Ability to communicate with regulators in a clear, timely and effective manner
●Ability to work independently as well as part of a team
●Self-motivated and well organized with the ability to handle multiple, high-priority projects while attending to details; able to prioritize tasks and work well under pressure
●Hands-on, energetic and a motivated self-starter
●Professional demeanor, team player, ability to interface effectively with internal/external parties; and
Proficiency in MS Office (Word, Excel, PowerPoint).
就業場所
就業形態
正社員
企業名
外資系大手格付け機関
企業概要
大手外資系格付機関。世界の金融市場において独自の金融情報やリスク分析、格付情報を公平な立場から提供している。同社が提供する格付けサービス、指数、パフォーマンス・ベンチマークといった金融情報は、世界の様々な金融市場で不可欠なインフラストラクチャーとして広く利用されている。
また独自のデータを活用したIDB向けの投資戦略やバリュエーションのための金融情報サービス・ソリューションも積極的に展開中。
また独自のデータを活用したIDB向けの投資戦略やバリュエーションのための金融情報サービス・ソリューションも積極的に展開中。
企業PR
組織カテゴリ
備考
法務の求人情報
専門金融会社の求人情報
金融業界経験者の求人情報
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